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Arthur Caplan

Arthur Caplan
Associate Professor
Location:  Business 810
Office Phone:  435.797.0775

ACADEMIC DEGREES

Ph.D. Economics, University of Oregon, Eugene, 1996
Dissertation Title:  "Asymmetric Externalities and Strategic Behavior:  The Case of  Moderate Global Warming." 
M.A.  Agricultural Economics, Washington State University, Pullman, 1986
Thesis Title:  "Costs, Returns, and Relative Soil Loss Comparisons of Alternative Tillage Systems in the Three Precipitation Zones of the Palouse River Basin, Washington."
B.A.   Economics and Communications, University of Michigan, Ann Arbor, 1983

FIELDS OF  SPECIALIZATION

Primary Field:            Environmental Economics
Secondary Field:        Applied Microeconomics
Teaching Experience:        Microeconomics, Macroeconomics, Environmental Economics and Policy, Quantitative Analysis, Development Economics, Public Policy
PREVIOUS PROFESSIONAL EXPERIENCE

Fulbright Scholar, Department of Economics, University of Botswana, 2007 – 2008.

Assistant Professor, Department of Economics, Utah State University, 2001 - 2005.

Assistant Professor, Department of Economics, Weber State University, 1996 - 2001.

Graduate Teaching Fellow, Dept. of Economics, University of Oregon, 1991-1996.

Canvasser, Clean Water Action, Minneapolis, MN, 1990-1991.

Coordinator, Small Projects Assistance Program, U.S. Peace Corps,Botswana, Southern Africa,
    1989-1990.

Farming Systems Economist, Agricultural Technology Improvement Project, U.S. Peace Corps,
    Botswana, Southern Africa, 1986-1989.

PUBLISHED RESEARCH AND WORK-IN-PROGRESS

Publications in Refereed Journals

Caplan, Arthur J. (in press) “Incremental and Average Control Costs in a Model of Water Quality
    Trading with Discrete Abatement Units.” Environmental and Resource Economics.

Caplan, Arthur J., Douglas Jackson-Smith, and Sandra Marquart-Pyatt (in press) “Does ‘Free
    Sampling’ Enhance the Value of Public Goods?” Applied Economics Letters.

Aadland, David M., Arthur J. Caplan, and Owen R. Phillips (in press) “A Bayesian Examination
of Information and Uncertainty in Contingent Valuation.”  Journal of Risk and Uncertainty.

Caplan, Arthur J. and John Gilbert (in press) “D is For Dillydally?” Applied Economics Letters.

Bohara, Alok K., Arthur J. Caplan, and Therese Grijalva (2007), “The Effect of Experience
and Quantity-Based Pricing on the Valuation of a Curbside Recycling Program.” Ecological Economics, 64(2), 433-443.

Sasaki, Yuya and Arthur J. Caplan (in press), "Matching Heterogeneous Traders in Quantity-
    Regulated Markets." Journal of Computational Economics.



Caplan, Arthur J. and Emilson C.D. Silva (2007) “An Equitable, Efficient, and Implementable
Scheme to Control Global Carbon Dioxide Emissions.” International Tax and Public Finance, 14(3), 263-279.

Caplan, Arthur J., Therese Grijalva, and Douglas Jackson-Smith (2007) “Using Choice
Question Formats to Determine Compensable Values:  The Case of a Landfill Siting Process.” Ecological Economics, 60(4), 834-846.

Caplan, Arthur J. (2006) “A Comparison of Emissions Taxes and Permit Markets for
    Controlling Correlated Externalities.” Environmental and Resource Economics, 34(4),
471-492.

Aadland, David and Arthur J. Caplan (2006) “Curbside Recycling:  Waste Resource or Waste
    of Resources?” Journal of Policy Analysis and Management, 25(4), 855-874.

Aadland, David and Arthur J. Caplan (2006) “Cheap Talk Reconsidered:  New Evidence From
    CVM.” Journal of Economic Behavior and Organization, 60(4), 562-578.

Caplan, Arthur J. and Yuya Sasaki (2006) “Interactive Geometry for Surplus Sharing in
Cooperative Games.” Journal of Economic Education, 37(3), 382.

Caplan, Arthur J. and John Gilbert (2006) “Interactive Scenario Analysis of Exhaustible
Resource Problems.” Computers in Higher Education Economics Review, 18, 4-9.

Caplan, Arthur J. (2005) “Seeing is Believing:  Simulating Forest-Harvest Problems with
Microsoft Excel in an Intermediate-Level Natural-Resource Economics Course.” Perspectives on Economic Education Research, 1(1), 44-52.

Caplan, Arthur J. and Emilson C.D. Silva (2005) “An Efficient Mechanism to Control Correlated
Externalities: Redistributive Transfers and the Coexistence of Regional and Global Pollution Permit Markets.” Journal of Environmental Economics and Management, 49(1), 68-82.

Tesfamichael, Aklilu, Arthur J. Caplan, and Jagath Kaluarachchi (2005) “Risk-Cost-Benefit
Analysis of Atrazine in Drinking Water from Agricultural Activities and Policy Implications.” Water Resources Research, 41(5), 1-13.

Aadland, David and Arthur J. Caplan (2004) “Incentive Incompatibility and Starting-Point Bias
    in Iterative Valuation Questions:  Comment.” Land Economics, 80(2), 312-315.

Caplan, Arthur J. (2003) “Reputation and the Control of Pollution.” Ecological Economics, 47(2-
3), 197-212.

Aadland, David and Arthur J. Caplan (2003) “Willingness to Pay for Curbside Recycling With
Detection and Mitigation of Hypothetical Bias.” American Journal of Agricultural Economics, 85(2), 492-502.

Caplan, Arthur J., Richard C. Cornes, and Emilson C.D. Silva (2003) AAn ‘Ideal Kyoto
Protocol’:  Emissions Trading, Redistributive Transfers and Global Participation.” Oxford Economic Papers, 55, 216-234.

Caplan, Arthur J., Therese Grijalva, and Paul M. Jackus (2002) “Waste Not or Want Not?  A
Contingent Ranking Analysis of Curbside Waste Disposal Options.” Ecological Economics, 43(2-3), 185-197.

Caplan, Arthur J., Richard C. Cornes, and Emilson C.D. Silva (2000) “Pure Public Goods and
Income Redistribution in a Federation with Decentralized Leadership and Imperfect Labor Mobility.” Journal of Public Economics, 77(2), 265-284. 

Aadland, David M. and Arthur J. Caplan (1999) “Household Valuation of Curbside Recycling.”
Journal of Environmental Planning and Management, 42(6), 781-800.

Brist, Lonnie E. and Arthur J. Caplan (1999) “More Evidence on the Role of Secondary
Education in the Development of Lower-Income Countries: Wishful Thinking or Useful Knowledge?” Economic Development and Cultural Change, 48(1), 155-176.

Caplan, Arthur J. and Emilson C.D. Silva (1999) “Federal Acid Rain Games.” Journal of Urban
Economics, 46(1), 25-52.

Caplan, Arthur J., Christopher J. Ellis, and Emilson C.D. Silva (1999) “Winners and Losers in a
World with Global Warming:  Noncooperation, Altruism, and Social Welfare.” Journal of Environmental Economics and Management, 37(3), 256-271.

Silva, Emilson C.D. and Arthur J. Caplan (1997) “Transboundary Pollution Control in Federal
    Systems.” Journal of Environmental Economics and Management, 34(2), 173-186.

Book Chapters (Peer Reviewed)

Caplan, Arthur J. and Emilson C.D. Silva (2005) “Equitable and Efficient International Schemes
to Control Carbon Dioxide Emissions.” in The Political Economy of Policy Reform: Essays in Honor of J. Michael Finger, Douglas Nelson ed., Contributions to Economic Analysis, Elsevier Inc., The Netherlands.




Caplan, Arthur J. (2002) “Poverty and Access to Health Care:  An Academic Service Learning
Project in Economics.” Putting the Invisible Hand to Work:  Concepts and Models for Service Learning in Economics, K.M. McGoldrick and A. Ziegert eds., University of Michigan Press.

Educational Resources (Peer Reviewed)

Caplan, Arthur J. and John Gilbert (2006) “Resource-Extraction Simulation Models in Excel.”
An online supplement for Environmental and Natural Resource Economics by Tom Tietenberg, Seventh Edition, Boston:  Pearson Education, Inc.  Available at http://wps.aw.com/aw_tietenberg_envnatrese_7/0,10924,2439699-,00.html

Caplan, Arthur J. and John Gilbert (2006) “How-To Manual for Resource-Extraction Simulation
Models in Excel. ” an online supplement for Environmental and Natural Resource Economics by Tom Tietenberg, Seventh Edition, Boston:  Pearson Education, Inc.  Available at http://wps.aw.com/aw_tietenberg_envnatrese_7/0,10924,2439699-,00.html.

Manuscripts in Review and In Progress
   
Caplan, Arthur J., David Aadland, and Anthony Macharia, “Communalism versus the Incentive
to Free-Ride: Experimental Results from Economically Emergent Africa.” Economic Research Institute Working Paper 2008-01, Utah State University.

Caplan, Arthur J., “Carbon Sequestration and Permit Trading on the Competitive Fringe.”
    Economic Research Institute Working Paper 2008-02, Utah State University.

Caplan, Arthur J., “Seeing is Believing:  Simulating Resource-Extraction Problems with GAMS
IDE and Microsoft Excel in an Intermediate-Level Natural-Resource Economics Course.” Economic Research Institute Working Paper 2004-10, Utah State University.

Caplan, Arthur J. and Emilson C.D. Silva, “Impure Public Goods,  Imperfect Labor Mobility, and
Matching Grants in a Federation with Decentralized Leadership.” Economic Research Institute Working Paper 2004-11, Utah State University.

Finnoff, David and Arthur J. Caplan, “A Bioeconomic Model of the Great Salt Lake Watershed.”
Economic Research Institute Working Paper 2004-14, Utah State University.

Caplan, Arthur J. “Failing Students Optimally.” Economic Research InstituteWorking Paper
    2004-17, Utah State University.

Carroll-Larson, Jordan and Arthur J. Caplan, “Estimating the Effectiveness of a Vehicle Miles
Traveled Tax In Reducing Particulate Matter (PM2.5) Emissions.” Economic Research Institute Working Paper 2007-1, Utah State University.
Extension Publications

Caplan, Arthur, Herbert Hinman, Thomas Hoffman, and Donald McCool, "1987 Crop Enterprise
Budgets, Selected Tillage Systems, Western Whitman County, Washington." Extension Bulletin 1427.  Washington State University, 1987.

         .  "1987 Crop Enterprise Budgets, Selected Tillage Systems, Central Whitman County,
Washington." Extension Bulletin 1433.  Washington State University, 1987.

         .  "1987 Crop Enterprise Budgets, Selected Tillage Systems, Eastern Whitman County,
    Washington."  Extension Bulletin 1437.  Washington State University, 1987.       

Ketsitlile, T., A. Caplan, D. Norman, P. Bacon, and L. Modidi, "Estimated Tractor Costs For
Ploughing in the Southern Region of Botswana."  Technical Report No. 9.  Ministry of Agriculture, Botswana, 1988.

Siebert, J., E. Modiakgotla, L. Malatsi, and A. Caplan, "Farmer Training in Row Planting And
Mechanical Weeding." ATIP Working Paper 29.   Ministry of Agriculture, Botswana, 1990.

Publications in the Popular Press

Caplan, Arthur J. (1998) AA Testimony for Recycling.@ Northern Utah Junction, Nov., page 5.

Aadland, David and Arthur J. Caplan (2000) “Recycling in Utah:  Too Little or Too Much?” Salt
    Lake Tribune, May 20.

Stafford, Edwin R. and Arthur J. Caplan (2001) “Why ‘America Recycles Day’ Matters.” Salt
Lake Tribune, November 11.

Stafford, Edwin R. and Arthur J. Caplan (2002) “Pay-as-You-Throw Puts Cost of Waste
Removal on Heaviest Users.” Salt Lake Tribune, January 27.

Caplan, Arthur J. (2002) “Logan Transportation at Crossroad.” The Logan Herald Journal,
    Soapbox Column, December 7.

Caplan, Arthur J. (2004) “Air Woes Require Deeper Dialogue.” The Logan Herald Journal,
    Soapbox Column, February 20.

Caplan, Arthur J. (2005) "Musings of a Cache Backpacker." The Logan Herald Journal, Soapbox
    Column, September 16.


MAJOR RESEARCH GRANTS AND AWARDS

1.  National Science Foundation (NSF) Grant #0108159 – Household Valuation of
Curbside Recycling (with David Aadland), September 2001, Utah State University ($125,000).

2.  Fulbright Scholars Award – Lecturing/Research in Botswana, Africa (University
    of Botswana), 2007-2008 (Award No. 07-12043 for $89,000).

3.  Utah Department of Environmental Quality Small Projects Grant – Used Oil Recycling
Project (with David Aadland), Division of Solid and Hazardous Waste, November 2001, Utah State University ($4,500).

4.  Division of Environmental Services, City of Logan – Logan Recycling Survey (with Therese
Grijalva, Edwin Stafford, and Cathy Hartman), April 2002, Utah State University ($2,000).

5.  Division of Environmental Services, City of Logan – Cache County Landfill Study (with
    Therese Grijalva and Douglas Jackson-Smith), August 2002, Utah State University     ($32,000).

6.  Water Initiative Grant Program – Contributing to Drought  Management Through             Understanding Factors Influencing Human Conservation Behavior (with Joanna             Endter-Wada, Peggy Petrzelka, and Theresa Selfa), February 2004, Utah State             University ($15,000).

7.  Utah Experiment Station Grant UTA-015 – New Perspectives on the Study of Jointly
Determined Ecological-Economic Systems in the American West, 2001 - 2006, Utah State University ($60,000).

8.  Utah Experiment Station Grant UTA-043 – Associations of Non-Point Source Polluters and
Water Quality Trading in the Bear River Basin, 2006 - 2011, Utah State University ($137,200).

9.  U.S. EPA Watershed Initiative Grant Program – Tri-State Bear River Basin Watershed
Proposal (coordinated by Dr. Nancy Mesner,    Water Quality Specialist, College of Natural Resources and Jack Barnett, Director of the Bear River Commission), January 2004, Utah State University ($750,000).

10.  New Faculty Research Grant – Public Disclosure Programs and Firm Environmental
    Performance:  Is There an ‘Information Echo Effect’ in the Toxic Release    
    Inventory?, 2002, Utah State University ($11,000).

11.  Water Initiative Grant Program - Policy Decision Modeling for Water Quality Improvement
    (with Terry Glover), January 2005, Utah State University ($8,100).

12. Division of Environmental Services, City of Logan – Cache County Household Recycling
and Solid Waste Study (with Douglas Jackson-Smith and Sandy Marquart-Pyatt), February 2005, Utah State University ($17,250).

13. Experimental Economics Research Fund, Department of Economics and Finance, University
of Wyoming – A Bayesian Examination of Anchoring Bias and Cheap Talk in Contingent Valuation Studies (with David Aadland and Owen R. Phillips), July 2005, University of Wyoming ($6,000).

OTHER RESEARCH FELLOWSHIPS AND AWARDS

Huntsman School of Business Researcher of the Year Award, 2007-2008, Utah State University.
Department of Economics Researcher of the Year Award, 2004, 2006, and 2007, Utah State
University.
New Faculty Research Grant, 2002, Utah State University.
Research, Scholarship, and Professional Growth (RSPG) Awards (5), 1996 -1999, Weber State
    University.
Summer Research Awards, John B. Goddard School of Business and Economics (3), 1997 –
    2000, Weber State University.
Pacificorp=s Earth Stewart=s Award, 1999, Weber State University.
Departmental Teaching Award for Graduate Teaching Fellows, 1995, University of Oregon.
Kleinsorge Summer Research Fellowship, 1993 and 1994.  University of Oregon.
Dean's Award for Enterprising Students, 1981.  University of Michigan.
Vice-President's Award for Outstanding Students, 1981.  University of Michigan.

GRADUATE STUDENT MENTORING

PhD Students

Liu Lu’s PhD Dissertation Committee Member, Department of Economics, Utah State
    University, 2007 – present.

Yuexia Zhu’s PhD Dissertation Committee Co-Chair, Department of Economics, Utah State
University, 2004 – 2007.

Aklilu Tesfamichael’s PhD Dissertation Committee Member, Department of Civil and
Environmental Engineering, Utah State University, 2002 – 2005.

Ibrahim Khadam’s PhD Dissertation Committee Member, Department of Civil and
    Environmental Engineering, Utah State University, 2002 – 2005.
Leon Baskedas’ PhD Dissertation Committee Member, Department of Civil and Environmental
Engineering, Utah State University, 2003 – 2007.

Masters Students

Kristian Mortenson’s Supervisory Committee Member, Master of Science in Applied
    Economics, Department of Economics, Utah State University, 2001 – 2002.   

David Garbett’s Supervisory Committee Member, Master of Science in Applied Economics,
    Department of Economics, Utah State University, 2002 – 2003.

Jon Hibschman’s Supervisory Committee Chair, Master of Science in Applied Economics,
    Department of Economics, Utah State University, 2003 – 2004.

Eric Coleman’s Supervisory Committee Member, Master of Science in Applied Economics,
    Department of Economics, Utah State University, 2003 – 2004.

Kristina Galloway’s Supervisory Committee Member, Master of Science in Applied Economics,
    Department of Economics, Utah State University, 2003 – 2004.

Yuya Sasaki’s Supervisory Committee Chair, Master of Science in Applied Economics,
Department of Economics, Utah State University, 2003 – 2005.

Yuya Sasaki’s Supervisory Committee Member, Master of Science in Geography, Department of
    Geography, Utah State University, 2003 – 2004.

Jeremy Sage’s Supervisory Committee Member, Master of Science in Natural Resources,
Department of Environment and Behavior, Utah State University, 2003 – 2005.

Yinghui Wang's Supervisory Committee Member, Master of Science in Applied
Economics, Department of Economics, Utah State University, 2003 – 2004.

Gretchen King's Supervisory Committee Member, Master of Science in Applied Economics,
    Department of Economics, Utah State University, 2004 – 2006.

Jason Whitehead's Supervisory Committee Chair, Masters of Science in Applied Economics,
    Department of Economics, Utah State University, 2005 – 2006.

Jordan Carroll-Larson's Supervisory Committee Chair, Masters of Science in Applied
Economics, Department of Economics, Utah State University, 2005 – 2007.

D. Scott Bosworth's Supervisory Committee Member, Master of Science in Theoretical
    Economics, Department of Economics, Utah State University, 2005 – 2006.
Wandnery Fuertes’ Supervisory Committee Member, Master of Science in Applied Economics,
    Department of Economics, Utah State University, 2006 – 2007.

Bachelors Students

Nametso Koloi’s Honor’s Thesis Supervisor, Bachelor of Arts, Department of Economics,
    University of Botswana, Gaborone, Botswana, 2007-2008.

Research Assistantship Advisor

Nitesh Saha, PhD student, Summer Research Assistant, 2002.
Justine Zhu, PhD student, Research Assistant, Fall 2002 – 2004.
Shumit Vatsal, Masters student, Research Assistant, Fall 2003 – 2005.
Jason Whitehead, Masters student, Research Assistant, Spring 2005 – 2006.
Chad Reid, undergraduate student, Research Assistant, Spring 2006.
Liu Lu, PhD student, Research Assistant, Fall 2006 – present.
Aerwadee Ubolsook, PhD student, Research Assistant, Fall 2006 – present.

PROFESSIONAL SERVICE

Committee and Advisory Assignments

Ombudsman for Promotion and Tenure Review, College of Business, 2005 – present, Utah State
University.
USU Library Advisory Council, 2005 – present, Utah State University.
Library Committee, College of Business, Chair, 2003 – present, Utah State University.
Natural Resource and Environmental Policy Program, College of Natural Resources, Affiliated
Faculty Member, 2001 – 2004, Utah State University.
Service-Learning Faculty Steering Committee Member, 2003 – present, Utah State University.
Hillel Association, Acting Faculty Advisor, 2002 – present, Utah State University.
President's Council Standing Committee - Environmental Issues, Faculty Member, 1996-2001,
Weber State University.
Research, Scholarship, Professional Growth Committee, 1997-1998, Weber State University.
Honors Faculty Advisory Council, 1998 - 2001, Weber State University.
Honors Director Search Committee, 1998, Weber State University.
Appointment, Promotion, Academic Freedom, and Tenure Committee, 1998 to 1999, Weber
    State University.
Library Policy Advisory Committee, 1998 to 2001, Weber State University.
Teaching and Learning Assessment Committee, 2000 to 2001, Weber State University.
Holocaust Remembrance Week Organizing Committee, 1998 - 2001, Weber State University.
Women In Business Organizing Committee, 1999,  John B. Goddard School of Business and
    Economics, Weber State University.
Student Economic Association, Faculty Advisor, 1997 to 2001, Weber State University.
Membership in Professional Organizations

American Economic Association, 1995 - 1996.
Western Economic Association, 1997 - 1999.
Association of Environmental and Resource Economists, 1999 - present.
Western Agricultural Economics Association, 2001-2003.

Editorial Boards

Journal of Hydrology, Associate Editor, 2007 – present.

Manuscript Reviews

Journal of Public Economics            Oxford Economic Papers
Journal of Environ. Econ. & Mgmt.        International Economic Review
Resource and Energy Economics        Water Resources Research
Energy Economics                Society and Natural Resources
Journal of Ag. & Resource Economics    Marine Resource Economics
Environment and Development Econ.        Journal of Third World Studies
Economic Development & Cultural Chg.    European Economic Review
International Tax & Public Finance        Amer. J. of Agric. Economics
Environment and Resource Econ.

VOLUNTEER ACTIVITIES

President, Edith Bowen Laboratory School PTA, Logan, Utah 2006-2007.
President-Elect, Edith Bowen Laboratory School PTA, Logan, Utah 2005 – 2006.
Volunteer Coordinator, PTA Board Member, Edith Bowen Laboratory School, Logan, Utah 2004
Read Aloud Volunteer Reader, Edith Bowen Laboratory School, Logan, Utah 2002 - present
First Amendment School Parent Committee Member, Edith Bowen Laboratory School, Logan
Utah 2003.
Citizens for the Preservation of Logan Neighborhoods, Member, 2003 - 2004.
Northern Utah Recycling Association, Ogden, Utah, 1997.
Board of Directors, Congregation Brith Sholem, Ogden, Utah,1997 - 2001.
Teacher=s Assistant, Brith Sholem Religious School, Ogden, Utah, 1998 - present.
Utah Humanities Council, Ogden, Utah, 1998 -1999.
Strawboss, The Eugene Growers' Market, Eugene, Oregon, 1995 -1996.
Mentor, Jefferson Middle School, Eugene, Oregon, 1994 -1996.
Parents' Night Out Volunteer, Easter Seals, Eugene, Oregon, 1993-1996.
Economics Representative to Graduate Teaching Fellows Federation, University of Oregon, 1994
- 95.
Economics Guild Representative, University of Oregon, 1993 - 94.